Dr Erik Millstone
Science Policy Research Unit
Mantell Building
University of Sussex
Brighton BN1 9RF England
The artificial sweetener aspartame is said by some
commentators to be the most fully tested and safest food
additive in industrial history. Because it is a dipeptide of
two familiar and essential amino acids, namely aspartic acid
and phenylalanine, there are prima facie reasons for thinking
that it should be safe. It is, moreover, one of the most
successful synthetic chemicals every produced. The dominant
producer is the Nutrasweet Corporation (a subsidiary of
Monsanto), and a recently published estimate suggested that
world sales amounted to approximately $1,000 million in 1995.1
Doubts about the safety of this compound have, however,
surfaced repeatedly during its turbulent history, and a
particularly serious set of fresh doubts have recently emerged
in a paper in the journal Neuropathology and Experimental
Neurology, focusing on the possibility that aspartame might be
contributing to the increasing incidence of brain cancer.2
Prof. John Olney of Washington University St Louis and his
colleagues have based their hypothesis on several sets of
considerations. Firstly, they analysed the cancer statistics
gathered by the US National Cancer Institute from catchment
areas representing approximately 10% of the US population for
the period since 1975. They found that the introduction of
aspartame into the USA, into dry goods in 1981 and soft drinks
in 1983, was followed by an abrupt increase (of approximately
10%) in the reported incidence of brain tumours. The change
was most noticeable between 1984 and 1985, and it corresponded
to approximately 1,500 extra cases of brain cancer per year in
the USA.
Their second main finding is that there has also been a marked
change in the incidence of particular types of brain tumours,
with a reduction in the proportion of a relatively
unaggressive (and often preliminary) type of tumour
(astrocytomas) and a sharp increase in the incidence of a far
more aggressive (and all too often terminal) type of tumour
(glioblastomas).
The investigators argue, moreover, that the reported changes
in tumour incidence were unlikely to have been artefacts of
improvements in diagnostic technologies. The introduction and
rapid diffusion of computerised tomography in the early to mid-
1970s, and of magnetic resonance imaging technology in the
early to mid-1980s, certainly improved diagnostic precision.
But they contend that the impact of those innovations upon the
reported incidence of these central nervous system (CNS)
tumours had fully worked their way through before aspartame
was introduced.
Before these imaging technologies were introduced, it was far
harder to diagnose brain cancer. Consequently, it was often
not until tumours developed into glioblastomas that they were
diagnosed, and a relatively high portion of tumours at the
earlier astrocytoma stage went undetected. When the imaging
technologies were introduced, brain tumours tended to be
detected at the earlier stage, and consequently in the late
1970s the number of reported astrocytomas went up, while the
number of glioblastomas exhibited a corresponding decline.
After aspartame was introduced, however, the opposite pattern
can be found. The incidence of glioblastomas rose sharply,
and starting in the late 1980s the number of astrocytomas
declined even more sharply. Since those latter changes run
counter to the direction which could be attributed to the
introduction of better diagnostic technologies, it is hard to
see how the reported changing tumour incidence could be
ascribed to innovations in diagnosis. If the apparent
increase in overall incidence had been due to improved
diagnostics, then we should expect a marked change in post-
diagnostic survival rates, but no such change was evident.
Olney and his colleagues suspect aspartame to be implicated in
the aetiology of the extra cases of brain cancer for three
main reasons. Firstly, the type of CNS tumour found to be
increasing most rapidly in the USA is the same kind of lesion
as was found in one of the animal studies conducted on
aspartame in the 1970s.3 Indeed, when the safety of
aspartame was considered by a Public Board of Inquiry in 1980,
it recommended against the approval of aspartame primarily
because of a concern that aspartame appeared to be a brain
carcinogen in rodents. A team of scientists at the US Food
and Drug Administration concurred with the judgement of the
Board, and they too recommended that further studies be
conducted to clarify the issue before aspartame could be
considered acceptably safe for use. Both the Public Board of
Inquiry and the FDA staff scientists were, however, over-ruled
by the incoming FDA Commissioner, Arthur Hull Hayes, who
asserted that the brain cancer risk was minimal and that
further research was not necessary.
Olney and his colleagues have also drawn attention to the
results of a study by Shephard et al published in 1993.4
Shephard and her colleagues attempted to simulate in vitro the
conditions that can occur in the human digestive tract, and in
particular the conditions which result in the nitrosation of
dietary ingredients. They reported that the nitrosated
aspartame had significant mutagenic action. That evidence may
be important because it suggests not only a mechanism through
which aspartame could exert a possible carcinogenic action,
but also why the interval between the compound's introduction
and the elevation of brain cancer rates appears to have been
so brief.
Olney et al also suggest that aspartame may reasonably be
suspected of responsibility because the other main candidates
for responsibility, such as ionising radiation, smoke
inhalation, pesticides, electromagnetic fields and various
other chemicals were gradually introduced over recent decades
rather than all at once in the early 1980s. Exposures to
those potential hazards are, furthermore, occupationally
linked and it is hard to see how they could explain why males
and females seem to be equally affected.
If Olney's hypothesis is to be substantiated it will be
necessary to analyse several long-term brain cancer time-
series data sets for other countries covering the period both
before and since aspartame was introduced. That has proved
difficult because while aggregate brain cancer statistics are
readily available, information on tumours types is hard to
obtain. If aspartame were to act by modifying an already
present or nascent brain cancer, we should expect its impact
to vary in different countries in ways which depend on the age
structure of the consumers of this sweetener. Anecdotal
evidence suggests that a larger proportion of
50 to 70 year old Americans consume aspartame-sweetened
products than is the case in the UK or in other European
countries. An alternative approach might therefore entail
conducting new long-term animal feeding studies, but their
relevance to humans is endlessly contestable.
While Olney and his colleagues have raised complex questions
about the safety of aspartame, other questions have previously
been raised without having been fully answered. The manner in
which no fewer than 15 of the initial safety tests were
conducted and reported during the 1970s has been repeatedly
criticised. An FDA task force showed, for example, that in
one particular study it was impossible to identify the
occasion on which a particular animals had died. As the
report says: "Observation records indicated that animal A23LM
was alive at week 88, dead from week 92 through week 104,
alive at week 108, and dead at week 112."5 That represented
just one of 52 significant shortcomings in the conduct and
reporting of just one of those 15 studies. Those studies
have, moreover, never been repeated.
Several commentators have therefore argued that unless and
until those 15 pivotal studies are repeated, no-one can be in
a position confidently to assert that aspartame is safe. In
the mid-to-late 1980s, a series of reports started to emerge
suggesting that aspartame is capable of acute adverse
reactions in a small proportion of sensitive consumers. The
symptoms reported include headaches and blurred vision at the
most mild through to epileptic-type seizures at the most
severe.
The accumulation of evidence, concerning both acute and
chronic hazards, now poses a substantial problem for both
regulatory officials and for the general public. The challenge
for policy-makers, as ever, is to decide how much evidence is
sufficient to support a judgement that something is either
sufficiently safe or that it poses a significant hazard. A
decision of that sort, in relation to an artificial sweetener,
will depend on a judgement about the balance of benefits and
risks. It is, however, quite hard to demonstrate that
artificial sweeteners are beneficial to any group other than
diabetics. The period since the early 1980s has seen a rapid
rise in the consumption of artificial sweeteners, but there
has been no corresponding decline in the consumption of sugar,
either in the USA, the UK or in the European Union as a whole.
That implies that, in aggregate, artificial sweeteners are not
acting as sugar substitutes but merely as supplements to sugar
consumption.
Many of the products containing artificial sweeteners are
labelled as 'diet' products implying that consuming
artificially sweetened products helps people to control or
even to reduce their weight. There is however no reliable
evidence to indicate that artificial sweeteners actually help
people loose weight. On the contrary, the bulk of the
available evidence suggests that in relation to attempted
weight loss, artificial sweeteners are at best ineffective and
at worst counter-productive. There is, in particular,
evidence that artificial sweeteners are appetite stimulants,
and while a particular mouthful of artificially sweetened food
or drink may contain fewer calories than their sugar-sweetened
analogues, the consumption of artificial sweeteners may
provoke people into going on, what might be termed, "a calorie
hunt".
If the likely benefits and risks of aspartame are to be
properly explored, and if consumers are to be properly
informed and protected, these complex issues need to be
explored in a comprehensive and open fashion, and not behind
closed doors, be they in Whitehall, in the European Commission
in Brussels or at the World Health Organisation's office in
Geneva. The public are entitled to be sure, in particular,
that none of the experts advising the authorities are acting
as paid consultants to the companies which either manufacture
or utilise artificial sweeteners. Neither the Ministry of
Agriculture, Fisheries and Food nor the Department of Health,
nor the European Commission nor even the WHO can provide such
an assurance.
Footnotes
1 Chemistry and Industry, 21 October 1996, p. 776
2 Olney J. W. et al, 'Increasing brain tumor rates: is
there a link to aspartame?', Journal of Neuropathology
and Experimental Neurology, Vol. 55, No 11, November 1996
3 Two year toxicity study in the Rat: Final Report and
Appendix, Hazelton Laboratories study number P-T 838H71,
Submitted to the FDA 25 January 1973, Master File numbers
E-33 and E-34
4 Shephard S. E. et al, 'Mutagenic activity of peptides
and the artificial sweetener aspartame after
nitrosation', Food and Chemical Toxicology, 1993, Vol.
31, pp. 323-329
5 FDA Establishment Investigation Report on Searle
Laboratories, to Richard Ronk, Bureau of Foods, by J.
Bressler et al, 7 Aug 1977, p. 2